SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O LIMITED BRANDS, INC. |
THREE LIMITED PARKWAY |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
LIMITED BRANDS INC
[ LTD ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
X |
10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
Chairman and CEO |
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3. Date of Earliest Transaction
(Month/Day/Year) 03/30/2007
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy) |
$26.06
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03/30/2007 |
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A
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106,500 |
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03/30/2017 |
Common Stock |
106,500 |
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106,500 |
D
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1. Name and Address of Reporting Person*
C/O LIMITED BRANDS, INC. |
THREE LIMITED PARKWAY |
(Street)
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1. Name and Address of Reporting Person*
C/O LIMITED BRANDS, INC. |
THREE LIMITED PARKWAY |
(Street)
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Explanation of Responses: |
Remarks: |
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Leslie H. Wexner |
04/03/2007 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
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Joint Filer Information
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Name of Joint Filer: Abigail S. Wexner
Address of Joint Filer: c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH 43216
Relationship of Joint Filer to Issuer: Director
Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD)
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 3/30/2007
Designated Filer: Leslie H. Wexner
SIGNATURE:
Abigail S. Wexner
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Abigail S. Wexner
April 3, 2007
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Date
WEIL, GOTSHAL & MANGES LLP Austin
767 Fifth Avenue Boston
New York, NY 10153 Brussels
(212) 310-8000 Budapest
Fax: (212) 310-8007 Dallas
Frankfurt
Houston
London
Miami
Munich
Paris
April 3, 2007 Prague
Shanghai
Silicon Valley
Singapore
Warsaw
Washington, D.C.
BY EDGAR
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Securities and Exchange Commission
100 F Street, N.E.
Washington, DC 20549
Re: Form 4 (March 30, 2007) - Limited Brands, Inc.
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Ladies and Gentlemen:
On behalf of Leslie H. Wexner and Abigail S. Wexner, we are
transmitting for filing with the Commission pursuant to Section 16(a) of the
Securities Exchange Act of 1934 and Rule 16a-3 thereunder, a Statement of
Changes in Beneficial Ownership on Form 4 for March 30, 2007, with respect to
beneficial ownership of equity securities of Limited Brands, Inc.
Very truly yours,
Howard B. Dicker
Howard B. Dicker
cc: New York Stock Exchange, Inc. (enc. via EDGAR)
Limited Brands, Inc.
Attn: Corporate Secretary