SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| C/O LIMITED BRANDS, INC. |
| THREE LIMITED PARKWAY |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
LIMITED BRANDS INC
[ LTD ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
X |
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Chairman and CEO |
|
3. Date of Earliest Transaction
(Month/Day/Year)
02/04/2008
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
| X |
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
02/04/2008 |
|
A
|
|
612 |
A |
$28.61
|
8,633,867
|
D
|
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
| C/O LIMITED BRANDS, INC. |
| THREE LIMITED PARKWAY |
(Street)
|
1. Name and Address of Reporting Person*
| C/O LIMITED BRANDS, INC. |
| THREE LIMITED PARKWAY |
(Street)
|
| Explanation of Responses: |
|
|
|
| Remarks: |
|
|
/s/ Leslie H. Wexner |
02/06/2008 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
------------
Name and Address of Reporting Person: Leslie H. Wexner
c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH 43216
Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD)
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 2/4/2008
Amount of
Securities
Beneficially
Owned Ownership
Following Form:
Title of Reported Direct (D) or Nature of Indirect
Security Transaction(s) Indirect (I) Beneficial Ownership
- -------- -------------- ------------ --------------------
Common Stock 17,712,489 D/I(2) (2)
Common Stock 8,633,867 D/I(1) (1)
Common Stock 8,569,177 I(3) The Family Trust
Common Stock 4,892,608 I(3) Wexner Personal Holdings
Corporation
Common Stock 5,571,601 I(3) R.H.R.E.I. Trust
Common Stock 3,300,568 I(3) Trust 600
Common Stock 1,040,423 I(3) The Concierge Trust
Common Stock 1,378,578(4) I(3) Held in Limited Brands,
Inc. Savings and
Retirement Plan for
Leslie H. Wexner's account
See Notes on next page.
Name and Address of Reporting Person: Leslie H. Wexner
c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH 43216
Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD)
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 2/4/2008
Notes:
- ------
(1) Owned by Abigail S. Wexner ("Mrs. Wexner") directly. Owned by Leslie H.
Wexner ("Mr. Wexner") indirectly, through Mrs. Wexner.
(2) Owned by Mr. Wexner directly. Owned by Mrs. Wexner indirectly, through Mr.
Wexner.
(3) Owned by Mr. Wexner indirectly. Owned by Mrs. Wexner indirectly, through
Mr. Wexner.
(4) Based on account balance as of January 31, 2008. The Savings and
Retirement Plan is a "qualified plan" within the meaning of Rule 16b-3.
Mr. Wexner and Mrs. Wexner disclaim beneficial ownership of all indirectly owned
securities reported on this Form in excess of their respective pecuniary
interests therein.
2
Joint Filer Information
-----------------------
Name of Joint Filer: Abigail S. Wexner
Address of Joint Filer: c/o Limited Brands, Inc.
Three Limited Parkway
Columbus, OH 43216
Relationship of Joint Filer to Issuer: Director
Issuer Name and Ticker or Trading Symbol: Limited Brands, Inc. (LTD)
Date of Earliest Transaction Required
to be Reported (Month/Day/Year): 2/4/2008
Designated Filer: Leslie H. Wexner
SIGNATURE:
/s/ Abigail S. Wexner
- ----------------------
Abigail S. Wexner
February 6, 2008
- ----------------
Date
3
